 |
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Control Room Analyst
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Michael Page
Salary: $130-160k
|
USA-CT-Stamford |
08 Aug |
| Join a control room as a strong #2 with the opportunity for growth into a leadership position. |
|
|
Investment Banking Opportunities!
|
APA International Placeme...
Salary: to $150K
|
USA-NY-New York City |
08 Aug |
| Immediate openings at top-tiered international financial institutions and investment banks. Candidates with compliance, M&A... |
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|
Top Tier Law Firm seek Investment Management Associate
|
The Boldon Group
Salary: Excellent
|
USA-CA-San Francisco |
08 Aug |
| Our client is one of the largest law firms in the U.S.; known for a cordial work environment, great benefits, and diversity h... |
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Attorney with Hedge Fund Formation & Investment Management Experience
|
The Boldon Group
Salary: Excellent
|
USA-CA-San Francisco |
08 Aug |
| Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag... |
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|
ISDA Negotiator- Take Control of Your Future
|
The Boldon Group
Salary: Excellent
|
USA-NY-New York City |
08 Aug |
| Tired of waiting for the next round of layoffs to be announced? Why not take control of your future and join a company with a... |
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Sr. Compliance Officer
|
Not Disclosed
Salary: base plus bonus
|
USA-NY-New York City |
08 Aug |
| We are currently recruitng for compliance professionals with 5 plus years of experience with Investment Company and/or Inves... |
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Senior Compliance Analyst
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Citi
Salary: not disclosed
|
USA-NY-Buffalo |
08 Aug |
| See job description below |
|
|
Senior Compliance Analyst-Outside Activities
|
Citi
Salary: not disclosed
|
USA-NY-Buffalo |
08 Aug |
| See job description below |
|
|
Compliance Officer
|
Citi
Salary: not disclosed
|
USA-NJ-Jersey City |
08 Aug |
| See job description below |
|
|
Portfolio Compliance Analyst
|
BlackRock Inc.
Salary: not disclosed
|
USA-DE-Delaware |
08 Aug |
| See job description below |
|
|
Vice President, Hedge Fund Compliance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-CT-Greenwich |
08 Aug |
| See job description below |
|
|
PWM Senior Compliance Officer
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
08 Aug |
| See job description below |
|
|
Commodity Compliance Coverage
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
08 Aug |
| See job description below |
|
|
Senior Commodity Compliance Coverage - Oil Liquids
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-White Plains |
08 Aug |
| See job description below |
|
|
Technical Project Manager
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
08 Aug |
| See job description below |
|
|
Fixed Income Compliance Position
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
08 Aug |
| See job description below |
|
|
INVESTMENT COMPLIANCE ANALYST
|
Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
07 Aug |
| Top investment firm has an excellent opportunity for an Investment Compliance Analyst to join the Risk Oversight Group (“ROG”... |
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Compliance Officer
|
Not Disclosed
Salary: Salary plus Bonus
|
USA-PA-Conshohocken |
07 Aug |
| The Compliance Officer will support the Chief Compliance Officer, having primary responsibility for the compliance administra... |
|
|
Director, Equity and Fixed Income Surveillance (R5217)
|
Barker & Gilmore, LLC
Salary: Base & Bonus
|
USA-NY-New York City |
07 Aug |
| Large and respected financial institution seeks Surveillance Manager for desirable New York, NY location. |
|
|
Director Corporate Counsel, Technology Contracts (J5226)
|
Barker & Gilmore, LLC
Salary: Base and Bonus
|
USA-NJ-Newark |
07 Aug |
| Fortune 500 Financial Institution seeks Corporate Counsel with technology licensing experience. |
|
|
Senior Counsel, Investment Management (R5216)
|
Barker & Gilmore, LLC
Salary: Base and Bonus
|
USA-NJ-Jersey City |
07 Aug |
| Large investment management company seeking 4+ year attorney to advise growing business. |
|
|
Investment Advisor Attorney
|
Barker & Gilmore, LLC
Salary: Base + Bonus
|
USA-MA-Boston |
07 Aug |
| Top U.S. financial institution seeks attorney with strong 40 Act - Investment Advisor experience. |
|
|
Compliance Manager
|
Vanguard
Salary: Depends on experience
|
USA-AZ-Scottsdale |
07 Aug |
| Vanguard, one of the world's leading investment management companies, has a management-level position for an experienced comp... |
|
|
Retirement Compliance Testing Administrator
|
Vanguard
Salary: Commensurate
|
USA-PA-King of Prussia |
07 Aug |
| See below |
|
|
Retirement Compliance Testing Manager
|
Vanguard
Salary: Commensurate
|
USA-PA-King of Prussia |
07 Aug |
| See below |
|
|
Senior Compliance Officer: Investment Bank
|
Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
USA-NY-New York City |
07 Aug |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
|
|
Sr. Compliance Analyst
|
Highland Capital Manageme...
Salary: market
|
USA-TX-Plano |
06 Aug |
| Top Hedge Fund seeks experienced compliance candidate to join legal/compliance team |
|
|
Senior AML Officer - Seattle, Washington
|
Legend Global Search, Inc...
Salary: $150K - $180K
|
USA-WA-Seattle |
06 Aug |
| Senior AML Officer - Bank - Seattle, WA |
|
|
Compliance (Sales and Marketing) - Broker Dealer
|
Not Disclosed
Salary: The salary on offer is at...
|
USA-MA-Boston North |
06 Aug |
| Our client requires a Manager of Broker Dealer Compliance, with primary focus on the review of Sales and Marketing materials.... |
|
|
Compliance Officer - Trading Surveillance
|
Michael Page
Salary: $65-$85k
|
USA-CT-Norwalk |
06 Aug |
| Approve or deny employee trades based on Black-out or Restricted Lists. |
|
